Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/12/29?limit=200&registers=between&mode=atom 2024-11-21T22:19:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28328.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28328 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28328.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28327.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28327 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28327.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28326.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Revise the Suite of Complimentary Products and Services Offered to Listed Companies 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28326 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28326.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28324.html Notice - Variant Alternative Income Fund, et al. 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28324 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28324.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28250.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28250 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28250.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28249.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28249 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28249.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28248.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28248 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28248.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28247.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28247 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28247.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28246.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 37 To Incorporate Standards of Conduct for the Exchange's Trading Floor 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28246 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28246.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28245.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Add New Subparagraph (i)(6) to Rule 7.31 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28245 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28245.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28244.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Proposes To Amend the Provisions of Rule 7.35B 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28244 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28244.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28255.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28255 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28255.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28254.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28254 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28254.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28252.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Listed Company Manual To Amend Certain of Its Listing and Annual Fees 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28252 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28252.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28251.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28251 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28251.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28235.html Notice - FMI Funds, Inc., et al. 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28235 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28235.pdf https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28234.html Notice - Capital Group ETF Trust, et al. 2021-12-29T00:00:00-08:00 2021-12-29T00:00:00-08:00 2021-28234 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28234.pdf