Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/12/23?limit=200&registers=between&mode=atom 2024-11-28T04:05:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27817.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27817 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27817.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27816.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27816 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27816.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27815.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27815 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27815.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27814.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27814 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27814.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27813.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27813 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27813.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27810.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 of the Fee Schedule 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27810 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27810.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27809.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27809 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27809.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27808.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27808 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27808.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27822.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27822 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27822.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27821.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend Rule 6.87-O 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27821 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27821.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27820.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27820 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27820.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27819.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27819 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27819.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27818.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe C2 Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc., Cboe Exchange, Inc.; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC and the NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27818 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27818.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27926.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27926 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27926.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27923.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27923 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27923.pdf https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27921.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-12-23T00:00:00-08:00 2021-12-23T00:00:00-08:00 2021-27921 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27921.pdf