<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/12/20?registers=between Sun, 13 Apr 2025 08:41:41 -0700 Sun, 13 Apr 2025 08:41:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/12/20?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.30 https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27429.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27429.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27429 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27429.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 1, General Provisions https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27428.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27428.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27428 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27428.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27427.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27427.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27427 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27427.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 1, General Provisions https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27426.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27426.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27426 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27426.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27425.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27425.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27425 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27425.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27424.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27424.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27424 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27424.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27423.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27423.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27423 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27423.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27422.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27422.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27422 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27422.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27497.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27497.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27497 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27497.pdf Rule - Credit Risk Retention-Notification of Determination of Review https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27561.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27561.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27561 Rule https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27561.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27500.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27500.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27500 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27500.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27499.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27499.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27499 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27499.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27498.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27498.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27498 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27498.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27421.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27421.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27421 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27421.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27420.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27420.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27420 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27420.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27419.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27419.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27419 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27419.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 2251 (Processing and Forwarding of Proxy and Other Issuer-Related Materials) https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27418.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27418.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27418 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27418.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.03 of the NYSE Listed Company Manual To Modify Listing and Annual Fees Applicable to Certain Warrants Listed by Foreign Companies https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27417.html https://regulations.justia.com/regulations/fedreg/2021/12/20/2021-27417.html Mon, 20 Dec 2021 00:00:00 -0800 2021-27417 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-20/pdf/2021-27417.pdf