<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/12/07?registers=between Sun, 24 Nov 2024 08:04:34 -0800 Sun, 24 Nov 2024 08:04:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/12/07?registers=between Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days) https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26455.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26455.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26455 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26455.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Reporting to TRACE https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26452.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26452.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26452 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26452.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rule 531 To Provide for a New Service Called the “High Precision Network Time Signal Service” https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26451.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26451.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26451 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26451.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to “Data Products”, and Add a Preamble to Rule 13.8 https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26450.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26450.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26450 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26450.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to “Data Products”, and Add a Preamble to Rule 13.8 https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26449.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26449.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26449 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26449.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26448.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26448.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26448 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26448.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26447.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26447.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26447 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26447.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26446.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26446.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26446 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26446.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26445.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26445.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26445 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26445.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26444.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26444.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26444 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26444.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26442.html https://regulations.justia.com/regulations/fedreg/2021/12/07/2021-26442.html Tue, 07 Dec 2021 00:00:00 -0800 2021-26442 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-07/pdf/2021-26442.pdf