Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/30?limit=200&registers=between&mode=atom 2024-11-23T18:26:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26074.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-26074 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26074.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26070.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-26070 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26070.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26068.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-26068 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26068.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26067.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-26067 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26067.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25994.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-25994 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25994.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25992.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Post-Only Quote Configuration Risk Protection 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-25992 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25992.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25991.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-25991 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25991.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25990.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-25990 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25990.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25989.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-25989 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25989.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25988.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-25988 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25988.pdf https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25987.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC 2021-11-30T00:00:00-08:00 2021-11-30T00:00:00-08:00 2021-25987 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25987.pdf