<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/29?registers=between Wed, 04 Dec 2024 01:17:14 -0800 Wed, 04 Dec 2024 01:17:14 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/29?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-26047.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-26047.html Mon, 29 Nov 2021 00:00:00 -0800 2021-26047 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-26047.pdf Notice - Proposed Collection; Comment Request, Extension: Rule 30e-2 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25915.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25915.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25915 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25915.pdf Notice - Submission for OMB Review; Comment Request, Extension: Form F-3 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25914.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25914.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25914 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25914.pdf Notice - Proposed Collection; Comment Request; Extension: Form 1-E, Regulation E https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25913.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25913.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25913 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25913.pdf Notice - Submission for OMB Review; Comment Request, Extension: Rule 206(4)-7 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25912.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25912.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25912 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25912.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Held Order Instruction https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25893.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25893.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25893 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25893.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25883.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25883.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25883 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25883.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25882.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25882.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25882 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25882.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25881.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25881.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25881 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25881.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25880.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25880.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25880 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25880.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25879.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25879.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25879 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25879.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC, MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25878.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25878.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25878 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25878.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25877.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25877.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25877 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25877.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25871.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25871.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25871 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25871.pdf Notice - Bain Capital Specialty Finance, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25862.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25862.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25862 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25862.pdf Notice - Consolidated Tape Association; Notice of Filing of the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25745.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25745.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25745 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25745.pdf