Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/29?limit=200&registers=between&mode=atom 2024-12-04T01:18:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-26047.html Notice - Sunshine Act Meetings 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-26047 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-26047.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25915.html Notice - Proposed Collection; Comment Request, Extension: Rule 30e-2 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25915 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25915.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25914.html Notice - Submission for OMB Review; Comment Request, Extension: Form F-3 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25914 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25914.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25913.html Notice - Proposed Collection; Comment Request; Extension: Form 1-E, Regulation E 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25913 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25913.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25912.html Notice - Submission for OMB Review; Comment Request, Extension: Rule 206(4)-7 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25912 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25912.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25893.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Held Order Instruction 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25893 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25893.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25883.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25883 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25883.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25882.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25882 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25882.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25881.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25881 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25881.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25880.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25880 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25880.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25879.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25879 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25879.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25878.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC, MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25878 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25878.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25877.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25877 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25877.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25871.html Notice - Privacy Act of 1974; System of Records 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25871 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25871.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25862.html Notice - Bain Capital Specialty Finance, Inc., et al. 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25862 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25862.pdf https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25745.html Notice - Consolidated Tape Association; Notice of Filing of the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan 2021-11-29T00:00:00-08:00 2021-11-29T00:00:00-08:00 2021-25745 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25745.pdf