<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/26?registers=between Tue, 17 Dec 2024 19:34:13 -0800 Tue, 17 Dec 2024 19:34:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/26?registers=between Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25759.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25759.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25759 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25759.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25758.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25758.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25758 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25758.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25757.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25757.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25757 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25757.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25756.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25756.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25756 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25756.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving of a Proposed Rule Change To Amend the Shareholder Voting Requirement Set Forth in Section 312.07 of the NYSE Listed Company Manual https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25755.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25755.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25755 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25755.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Calculation of the Closing Volume Weighted Average Price for Options on the Nasdaq-100® Volatility Index in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25754.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25754.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25754 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25754.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of a Retail Order for the Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25753.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25753.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25753 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25753.pdf Notice - Consolidated Tape Association; Notice of Filing of the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25752.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25752.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25752 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25752.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day Net Asset Value https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25751.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25751.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25751 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25751.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Alternative Initial and Continued Listing Requirements for Acquisition Companies Listing on the Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25750.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25750.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25750 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25750.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25749.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25749.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25749 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25749.pdf Notice - Joint Industry Plan; Notice of Filing of the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25748.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25748.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25748 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25748.pdf Notice - Joint Industry Plan; Notice of Filing of the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25747.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25747.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25747 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25747.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend How the BZX Official Closing Price Is Determined for a BZX-Listed Security That Is Not a Corporate Security, Pursuant to Rule 11.23(c)(2)(B)(ii)(b) https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25746.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25746.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25746 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25746.pdf Notice - Bow River Capital Evergreen Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25722.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25722.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25722 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25722.pdf Proposed Rule - Proxy Voting Advice https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25420.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25420.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25420 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25420.pdf