Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/08?limit=200&registers=between&mode=atom 2024-11-24T07:19:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24327.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Declaration of Effectiveness of the Fingerprint Plan of the Financial Industry Regulatory Authority, Inc. 2021-11-08T00:00:00-08:00 2021-11-08T00:00:00-08:00 2021-24327 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24327.pdf https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24326.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2021-11-08T00:00:00-08:00 2021-11-08T00:00:00-08:00 2021-24326 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24326.pdf https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24325.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 2616, Priority of Orders 2021-11-08T00:00:00-08:00 2021-11-08T00:00:00-08:00 2021-24325 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24325.pdf https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24324.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.330 To Retire the IEX Data Platform Data Product 2021-11-08T00:00:00-08:00 2021-11-08T00:00:00-08:00 2021-24324 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24324.pdf https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24323.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E 2021-11-08T00:00:00-08:00 2021-11-08T00:00:00-08:00 2021-24323 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24323.pdf