<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/05?registers=between Sat, 26 Apr 2025 11:56:46 -0700 Sat, 26 Apr 2025 11:56:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/05?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24345.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24345.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24345 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24345.pdf Notice - AFA Multi-Manager Credit Fund and Alternative Fund Advisors, LLC https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24295.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24295.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24295 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24295.pdf Notice - Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With the Portfolio Margining of Cleared Swaps and Security-Based Swaps That Are Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24170.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24170.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24170 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24170.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24169.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24169.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24169 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24169.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Eliminate Expired and Obsolete Pillar Port Transition Fee Pricing https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24168.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24168.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24168 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24168.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24167.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24167.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24167 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24167.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24166.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24166.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24166 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24166.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3301B https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24165.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24165.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24165 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24165.pdf Notice - Blackstone/GSO Floating Rate Enhanced Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24148.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24148.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24148 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24148.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24147.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24147.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24147 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24147.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24146.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24146.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24146 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24146.pdf Notice - Submission Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24145.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24145.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24145 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24145.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24144.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24144.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24144 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24144.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24143.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24143.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24143 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24143.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24142.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24142.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24142 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24142.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24140.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24140.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24140 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24140.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24139.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24139.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24139 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24139.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24138.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24138.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24138 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24138.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24137.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24137.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24137 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24137.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24136.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24136.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24136 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24136.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24135.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24135.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24135 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24135.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24134.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24134.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24134 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24134.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24133.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24133.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24133 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24133.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24132.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24132.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24132 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24132.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24131.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24131.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24131 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24131.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24130.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24130.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24130 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24130.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24129.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24129.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24129 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24129.pdf