Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/05?limit=200&registers=between&mode=atom 2024-11-23T18:52:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24345.html Notice - Sunshine Act Meetings 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24345 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24345.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24295.html Notice - AFA Multi-Manager Credit Fund and Alternative Fund Advisors, LLC 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24295 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24295.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24170.html Notice - Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With the Portfolio Margining of Cleared Swaps and Security-Based Swaps That Are Credit Default Swaps 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24170 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24170.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24169.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24169 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24169.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24168.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Eliminate Expired and Obsolete Pillar Port Transition Fee Pricing 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24168 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24168.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24167.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24167 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24167.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24166.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24166 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24166.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24165.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3301B 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24165 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24165.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24148.html Notice - Blackstone/GSO Floating Rate Enhanced Income Fund, et al. 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24148 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24148.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24147.html Notice - Proposed Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24147 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24147.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24146.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24146 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24146.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24145.html Notice - Submission Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24145 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24145.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24144.html Notice - Proposed Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24144 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24144.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24143.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24143 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24143.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24142.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24142 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24142.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24140.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24140 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24140.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24139.html Notice - Proposed Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24139 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24139.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24138.html Notice - Proposed Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24138 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24138.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24137.html Notice - Proposed Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24137 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24137.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24136.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24136 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24136.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24135.html Notice - Proposed Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24135 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24135.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24134.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24134 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24134.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24133.html Notice - Proposed Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24133 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24133.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24132.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24132 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24132.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24131.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24131 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24131.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24130.html Notice - Proposed Collection; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24130 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24130.pdf https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24129.html Notice - Submission for OMB Review; Comment Request 2021-11-05T00:00:00-07:00 2021-11-05T00:00:00-07:00 2021-24129 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24129.pdf