Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/04?limit=200®isters=between&mode=atom2024-11-23T20:27:59-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24222.htmlNotice - Sunshine Act Meetings2021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24222Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24222.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24035.htmlNotice - Joint Industry Plan; Order Disapproving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail2021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24035Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24035.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24018.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend Rule 6.87-O2021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24018Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24018.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24017.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products2021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24017Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24017.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24016.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 47032021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24016Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24016.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24015.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exempt Certain Categories of Investment Companies Registered Under the Investment Company Act of 1940 From the Requirements To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company Under Certain Conditions2021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24015Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24015.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24014.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New Exchange Rule 6.91P-O2021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24014Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24014.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24013.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Nonstandard Expirations Pilot Program2021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24013Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24013.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24012.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Minor Adjustment to the Calculation Methodology for the BRIXXTM2021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24012Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24012.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24000.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402021-11-04T00:00:00-07:002021-11-04T00:00:00-07:002021-24000Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24000.pdf