Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/03?limit=200&registers=between&mode=atom 2024-11-24T06:14:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23934.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23934 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23934.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23933.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 501, Days and Hours of Business To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23933 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23933.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23932.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23932 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23932.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23931.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program Until May 2, 2022 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23931 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23931.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23930.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23930 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23930.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23929.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23929 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23929.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23928.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23928 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23928.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23927.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23927 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23927.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23926.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Request for PRISM 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23926 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23926.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23925.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Tier Rates Section of the NYSE Arca Equities Fees and Charges 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23925 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23925.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23924.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Nonstandard Expirations Pilot Program 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23924 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23924.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23923.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Reduced Value Index 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23923 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23923.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23922.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Micro Index 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23922 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23922.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23921.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23921 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23921.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23920.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23920 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23920.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23919.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23919 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23919.pdf https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23918.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend DTC's Procedures and Make Clarifying Changes to the DTC Rules 2021-11-03T00:00:00-07:00 2021-11-03T00:00:00-07:00 2021-23918 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23918.pdf