<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/01?registers=between Tue, 17 Dec 2024 20:38:26 -0800 Tue, 17 Dec 2024 20:38:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/11/01?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23857.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23857.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23857 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23857.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23676.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23676.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23676 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23676.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt an Incentive Program for Market Makers in SPIKES® Options https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23673.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23673.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23673 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23673.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23672.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23672.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23672 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23672.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23671.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23671.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23671 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23671.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish the “Extended Trading Close” and a New “Extended Trading Close” Order Type https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23670.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23670.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23670 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23670.pdf