Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/10/18?limit=200&registers=between&mode=atom 2024-12-17T21:55:10-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22772.html Notice - Sunshine Act Meetings 2021-10-18T00:00:00-07:00 2021-10-18T00:00:00-07:00 2021-22772 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22772.pdf https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22576.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BZX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 2021-10-18T00:00:00-07:00 2021-10-18T00:00:00-07:00 2021-22576 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22576.pdf https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22575.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees in BZX Rule 14.13 Applicable to Securities Listed on the Exchange 2021-10-18T00:00:00-07:00 2021-10-18T00:00:00-07:00 2021-22575 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22575.pdf https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22569.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 10 2021-10-18T00:00:00-07:00 2021-10-18T00:00:00-07:00 2021-22569 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22569.pdf https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22568.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BYX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 2021-10-18T00:00:00-07:00 2021-10-18T00:00:00-07:00 2021-22568 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22568.pdf https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22567.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 2021-10-18T00:00:00-07:00 2021-10-18T00:00:00-07:00 2021-22567 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22567.pdf https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22566.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4, Multiply Listed Options Fees 2021-10-18T00:00:00-07:00 2021-10-18T00:00:00-07:00 2021-22566 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22566.pdf https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22548.html Notice - First Eagle Global Opportunities Fund, et al. 2021-10-18T00:00:00-07:00 2021-10-18T00:00:00-07:00 2021-22548 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22548.pdf