<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/27?registers=between Tue, 17 Dec 2024 22:46:29 -0800 Tue, 17 Dec 2024 22:46:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/27?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20967.html https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20967.html Mon, 27 Sep 2021 00:00:00 -0700 2021-20967 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-27/pdf/2021-20967.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20904.html https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20904.html Mon, 27 Sep 2021 00:00:00 -0700 2021-20904 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-27/pdf/2021-20904.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements) https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20818.html https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20818.html Mon, 27 Sep 2021 00:00:00 -0700 2021-20818 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-27/pdf/2021-20818.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20817.html https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20817.html Mon, 27 Sep 2021 00:00:00 -0700 2021-20817 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-27/pdf/2021-20817.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of BSTX as a Facility of the Exchange https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20816.html https://regulations.justia.com/regulations/fedreg/2021/09/27/2021-20816.html Mon, 27 Sep 2021 00:00:00 -0700 2021-20816 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-27/pdf/2021-20816.pdf