Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/20?limit=200&registers=between&mode=atom 2024-05-20T17:49:56-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20402.html Notice - Sunshine Act Meetings 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20402 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20402.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20219.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a Product To Be Known as Cboe Premium Exchange Tools and To Amend Its Fee Schedule To Establish a Fee for a User Login That Elects To Subscribe to the Cboe Premium Exchange Tools 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20219 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20219.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20218.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400 Series 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20218 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20218.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20217.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400-E Series 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20217 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20217.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20216.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20216 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20216.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20215.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20215 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20215.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20214.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market's Pricing Schedule at Options 7, Section 2(1) 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20214 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20214.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20213.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400 Series 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20213 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20213.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20212.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20212 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20212.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20211.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20211 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20211.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20210.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a Product To Be Known as “Cboe Premium Exchange Tools” and To Amend Its Fee Schedule To Establish a Fee for a User Login That Elects To Subscribe to the Cboe Premium Exchange Tools 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20210 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20210.pdf https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20207.html Notice - Pomona Investment Fund, et al. 2021-09-20T00:00:00-07:00 2021-09-20T00:00:00-07:00 2021-20207 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20207.pdf