<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/09?registers=between Tue, 21 May 2024 01:20:45 -0700 Tue, 21 May 2024 01:20:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19557.html https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19557.html Thu, 09 Sep 2021 00:00:00 -0700 2021-19557 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19557.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19423.html https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19423.html Thu, 09 Sep 2021 00:00:00 -0700 2021-19423 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19423.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System (“OATS”) Requirements) To Reflect the September 1, 2021 Retirement of OATS https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19422.html https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19422.html Thu, 09 Sep 2021 00:00:00 -0700 2021-19422 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Sprott ESG Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19421.html https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19421.html Thu, 09 Sep 2021 00:00:00 -0700 2021-19421 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19421.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Valkyrie XBTO Bitcoin Futures Fund Under Nasdaq Rule 5711(g) https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19420.html https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19420.html Thu, 09 Sep 2021 00:00:00 -0700 2021-19420 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19420.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19419.html https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19419.html Thu, 09 Sep 2021 00:00:00 -0700 2021-19419 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19419.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19418.html https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19418.html Thu, 09 Sep 2021 00:00:00 -0700 2021-19418 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19418.pdf Notice - SEC Small Business Capital Formation Advisory Committee https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19416.html https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19416.html Thu, 09 Sep 2021 00:00:00 -0700 2021-19416 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19416.pdf