Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/09?limit=200&registers=between&mode=atom 2024-05-17T06:04:38-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19557.html Notice - Sunshine Act Meeting 2021-09-09T00:00:00-07:00 2021-09-09T00:00:00-07:00 2021-19557 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19557.pdf https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19423.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules 2021-09-09T00:00:00-07:00 2021-09-09T00:00:00-07:00 2021-19423 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19423.pdf https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19422.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System (“OATS”) Requirements) To Reflect the September 1, 2021 Retirement of OATS 2021-09-09T00:00:00-07:00 2021-09-09T00:00:00-07:00 2021-19422 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19422.pdf https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19421.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Sprott ESG Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) 2021-09-09T00:00:00-07:00 2021-09-09T00:00:00-07:00 2021-19421 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19421.pdf https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19420.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Valkyrie XBTO Bitcoin Futures Fund Under Nasdaq Rule 5711(g) 2021-09-09T00:00:00-07:00 2021-09-09T00:00:00-07:00 2021-19420 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19420.pdf https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19419.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation 2021-09-09T00:00:00-07:00 2021-09-09T00:00:00-07:00 2021-19419 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19419.pdf https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19418.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes 2021-09-09T00:00:00-07:00 2021-09-09T00:00:00-07:00 2021-19418 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19418.pdf https://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19416.html Notice - SEC Small Business Capital Formation Advisory Committee 2021-09-09T00:00:00-07:00 2021-09-09T00:00:00-07:00 2021-19416 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19416.pdf