Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/09?limit=200®isters=between&mode=atom2024-05-17T06:04:38-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19557.htmlNotice - Sunshine Act Meeting2021-09-09T00:00:00-07:002021-09-09T00:00:00-07:002021-19557Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19557.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19423.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules2021-09-09T00:00:00-07:002021-09-09T00:00:00-07:002021-19423Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19423.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19422.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System (“OATS”) Requirements) To Reflect the September 1, 2021 Retirement of OATS2021-09-09T00:00:00-07:002021-09-09T00:00:00-07:002021-19422Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19422.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19421.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Sprott ESG Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2021-09-09T00:00:00-07:002021-09-09T00:00:00-07:002021-19421Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19421.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19420.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Valkyrie XBTO Bitcoin Futures Fund Under Nasdaq Rule 5711(g)2021-09-09T00:00:00-07:002021-09-09T00:00:00-07:002021-19420Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19420.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19419.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation2021-09-09T00:00:00-07:002021-09-09T00:00:00-07:002021-19419Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19419.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19418.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes2021-09-09T00:00:00-07:002021-09-09T00:00:00-07:002021-19418Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19418.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/09/2021-19416.htmlNotice - SEC Small Business Capital Formation Advisory Committee2021-09-09T00:00:00-07:002021-09-09T00:00:00-07:002021-19416Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-09/pdf/2021-19416.pdf