<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/08?registers=between Tue, 17 Dec 2024 22:43:23 -0800 Tue, 17 Dec 2024 22:43:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/08?registers=between Notice - MainStay CBRE Global Infrastructure Megatrends Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19489.html https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19489.html Wed, 08 Sep 2021 00:00:00 -0700 2021-19489 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19489.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System (“OATS”) Requirements) https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19296.html https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19296.html Wed, 08 Sep 2021 00:00:00 -0700 2021-19296 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19296.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19295.html https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19295.html Wed, 08 Sep 2021 00:00:00 -0700 2021-19295 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19295.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19294.html https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19294.html Wed, 08 Sep 2021 00:00:00 -0700 2021-19294 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19294.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19293.html https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19293.html Wed, 08 Sep 2021 00:00:00 -0700 2021-19293 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19293.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19292.html https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19292.html Wed, 08 Sep 2021 00:00:00 -0700 2021-19292 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19292.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Dates of FINRA Rules 0180 (Application of Rules to Security-Based Swaps) and 4240 (Margin Requirements for Credit Default Swaps) and Amend FINRA Rule 4240 To Add Supplementary Material .02 https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19291.html https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19291.html Wed, 08 Sep 2021 00:00:00 -0700 2021-19291 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19291.pdf Notice - Investment Managers Series Trust and Hamilton Lane Advisors, L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19289.html https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19289.html Wed, 08 Sep 2021 00:00:00 -0700 2021-19289 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19289.pdf