Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/08?limit=200&registers=between&mode=atom 2024-12-17T22:38:32-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19489.html Notice - MainStay CBRE Global Infrastructure Megatrends Fund, et al. 2021-09-08T00:00:00-07:00 2021-09-08T00:00:00-07:00 2021-19489 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19489.pdf https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19296.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System (“OATS”) Requirements) 2021-09-08T00:00:00-07:00 2021-09-08T00:00:00-07:00 2021-19296 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19296.pdf https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19295.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series 2021-09-08T00:00:00-07:00 2021-09-08T00:00:00-07:00 2021-19295 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19295.pdf https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19294.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program 2021-09-08T00:00:00-07:00 2021-09-08T00:00:00-07:00 2021-19294 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19294.pdf https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19293.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E 2021-09-08T00:00:00-07:00 2021-09-08T00:00:00-07:00 2021-19293 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19293.pdf https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19292.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders 2021-09-08T00:00:00-07:00 2021-09-08T00:00:00-07:00 2021-19292 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19292.pdf https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19291.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Dates of FINRA Rules 0180 (Application of Rules to Security-Based Swaps) and 4240 (Margin Requirements for Credit Default Swaps) and Amend FINRA Rule 4240 To Add Supplementary Material .02 2021-09-08T00:00:00-07:00 2021-09-08T00:00:00-07:00 2021-19291 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19291.pdf https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19289.html Notice - Investment Managers Series Trust and Hamilton Lane Advisors, L.L.C.; Notice of Application 2021-09-08T00:00:00-07:00 2021-09-08T00:00:00-07:00 2021-19289 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19289.pdf