Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/03?limit=200&registers=between&mode=atom 2024-12-17T23:15:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/09/03/C1-2021-16671.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) 2021-09-03T00:00:00-07:00 2021-09-03T00:00:00-07:00 C1-2021-16671 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/C1-2021-16671.pdf https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19290.html Notice - Sunshine Act Meetings 2021-09-03T00:00:00-07:00 2021-09-03T00:00:00-07:00 2021-19290 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19290.pdf https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19046.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add the Sponsored GC Service and Make Other Changes 2021-09-03T00:00:00-07:00 2021-09-03T00:00:00-07:00 2021-19046 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19046.pdf https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19045.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.30 2021-09-03T00:00:00-07:00 2021-09-03T00:00:00-07:00 2021-19045 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19045.pdf https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19030.html Notice - Submission for OMB Review; Comment Request 2021-09-03T00:00:00-07:00 2021-09-03T00:00:00-07:00 2021-19030 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19030.pdf https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19029.html Notice - Submission for OMB Review; Comment Request 2021-09-03T00:00:00-07:00 2021-09-03T00:00:00-07:00 2021-19029 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19029.pdf https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19028.html Notice - Submission for OMB Review; Comment Request 2021-09-03T00:00:00-07:00 2021-09-03T00:00:00-07:00 2021-19028 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19028.pdf