Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/09/01?limit=200&registers=between&mode=atom 2024-12-17T23:13:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18908.html Notice - Investor Advisory Committee Meeting 2021-09-01T00:00:00-07:00 2021-09-01T00:00:00-07:00 2021-18908 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-01/pdf/2021-18908.pdf https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18901.html Notice - Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology To Develop and Provide Investment Advice 2021-09-01T00:00:00-07:00 2021-09-01T00:00:00-07:00 2021-18901 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-01/pdf/2021-18901.pdf https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18802.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Term “Related Party Transactions” Under Section 314.00 of the NYSE Listed Company Manual 2021-09-01T00:00:00-07:00 2021-09-01T00:00:00-07:00 2021-18802 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-01/pdf/2021-18802.pdf