Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/08/31?limit=200&registers=between&mode=atom 2024-11-27T15:18:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18700.html Notice - Proposed Collection; Comment Request 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18700 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18700.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18699.html Notice - Proposed Collection; Comment Request 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18699 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18699.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18698.html Notice - Proposed Collection; Comment Request 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18698 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18698.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18697.html Notice - Proposed Collection; Comment Request 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18697 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18697.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18696.html Notice - Proposed Collection; Comment Request 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18696 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18696.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18695.html Notice - Proposed Collection; Comment Request 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18695 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18695.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18678.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18678 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18678.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18677.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7240-1 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18677 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18677.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18676.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 To Adopt an Enhanced Market Quality Program 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18676 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18676.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18675.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18675 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18675.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18674.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director “Business Relationships” Provision and Definition of “Family Member” for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence) 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18674 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18674.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18673.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-off or Similar Corporate Transaction 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18673 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18673.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18672.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18672 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18672.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18671.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18671 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18671.pdf https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18670.html Notice - Self-Regulatory Organizations; Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes 2021-08-31T00:00:00-07:00 2021-08-31T00:00:00-07:00 2021-18670 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18670.pdf