Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/08/24?limit=200&registers=between&mode=atom 2024-11-21T15:12:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18123.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18123 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18123.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18122.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Options Regulatory Fee 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18122 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18122.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18121.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18121 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18121.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18120.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day NAV and an End-of-Day NAV 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18120 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18120.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18119.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Disapproving a Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18119 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18119.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18118.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17 (Kill Switch) 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18118 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18118.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18117.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rules at Options 8, Section 34, FLEX Index, Equity, and Currency Options, To Extend the Maximum Expiration Term for FLEX Index and Equity Options 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18117 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18117.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18109.html Notice - Submission for OMB Review; Comment Request 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18109 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18109.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18106.html Notice - Submission for OMB Review; Comment Request 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18106 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18106.pdf https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18105.html Notice - Submission for OMB Review; Comment Request 2021-08-24T00:00:00-07:00 2021-08-24T00:00:00-07:00 2021-18105 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18105.pdf