Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/08/18?limit=200&registers=between&mode=atom 2024-11-21T15:02:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17673.html Notice - Self-Regulatory Organizations; NYSEARCA, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.34-E 2021-08-18T00:00:00-07:00 2021-08-18T00:00:00-07:00 2021-17673 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17673.pdf https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17672.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) 2021-08-18T00:00:00-07:00 2021-08-18T00:00:00-07:00 2021-17672 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17672.pdf https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17671.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures 2021-08-18T00:00:00-07:00 2021-08-18T00:00:00-07:00 2021-17671 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17671.pdf https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17670.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) 2021-08-18T00:00:00-07:00 2021-08-18T00:00:00-07:00 2021-17670 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17670.pdf https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17669.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) 2021-08-18T00:00:00-07:00 2021-08-18T00:00:00-07:00 2021-17669 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17669.pdf https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17668.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering 2021-08-18T00:00:00-07:00 2021-08-18T00:00:00-07:00 2021-17668 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17668.pdf https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17667.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2021-08-18T00:00:00-07:00 2021-08-18T00:00:00-07:00 2021-17667 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17667.pdf https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17644.html Notice - Notice of Application for the Amendment of Substituted Compliance Determination Regarding Security-Based Swap Entities Subject to Regulation in the Federal Republic of Germany; Proposed Amendments to Order 2021-08-18T00:00:00-07:00 2021-08-18T00:00:00-07:00 2021-17644 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17644.pdf