Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/08/16?limit=200®isters=between&mode=atom2024-11-23T21:10:04-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17624.htmlNotice - Sunshine Act Meetings2021-08-16T00:00:00-07:002021-08-16T00:00:00-07:002021-17624Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17624.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17424.htmlNotice - Notice of Substituted Compliance Application Submitted by UBS AG and Credit Suisse AG in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers Subject to Regulation in the Swiss Confederation; Proposed Order2021-08-16T00:00:00-07:002021-08-16T00:00:00-07:002021-17424Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17424.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17412.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 14.11(m) (Tracking Fund Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares2021-08-16T00:00:00-07:002021-08-16T00:00:00-07:002021-17412Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17412.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/16/2021-16960.htmlRule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction2021-08-16T00:00:00-07:002021-08-16T00:00:00-07:002021-16960Rulehttps://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-16960.pdf