Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/08/11?limit=200&registers=between&mode=atom 2024-11-24T07:19:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17113.html Notice - Joint Industry Plan; Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17113 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17113.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17089.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's Options Regulatory Fee 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17089 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17089.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17088.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Governance Arrangements 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17088 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17088.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17087.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17087 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17087.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17086.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17086 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17086.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17085.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17085 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17085.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17084.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Options Regulatory Fee 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17084 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17084.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17081.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance and Clarify Its Price Adjust Process and Modify the Bulk Message Fat Finger Check 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17081 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17081.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17080.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Bulk Message Fat Finger Check 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17080 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17080.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17079.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance and Clarify Its Price Adjust Process and Modify the Bulk Message Fat Finger Check 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17079 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17079.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17078.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of Teucrium Bitcoin Futures Fund Under NYSE Arca Rule 8.200-E 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17078 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17078.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17077.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17077 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17077.pdf https://regulations.justia.com/regulations/fedreg/2021/08/11/2021-17074.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Remove ID Net Transactions From the Required Fund Deposit Calculations and Make Other Changes to the Rules 2021-08-11T00:00:00-07:00 2021-08-11T00:00:00-07:00 2021-17074 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-11/pdf/2021-17074.pdf