<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/07/19?registers=between Sat, 23 Nov 2024 13:04:44 -0800 Sat, 23 Nov 2024 13:04:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/07/19?registers=between Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Definitions of Retail Orders and Retail Liquidity Provider Orders and Disseminate a Retail Liquidity Identifier Under the IEX Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15199.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15199.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15199 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15199.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15198.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15198.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15198 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15198.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15197.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15197.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15197 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15197.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15196.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15196.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15196 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15196.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Electronic Market Maker Obligations and Quoting Requirements https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15195.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15195.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15195 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15195.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15194.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15194.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15194 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15194.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Certain Fees Related to Qualified Contingent Cross Orders and the Clearing Trading Permit Holder Fee Cap https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15193.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15193.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15193 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15193.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15192.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15192.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15192 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15192.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15191.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15191.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15191 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15191.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15190.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15190.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15190 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15190.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15189.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15189.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15189 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15189.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15188.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15188.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15188 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15188.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15187.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15187.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15187 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15187.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15186.html https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15186.html Mon, 19 Jul 2021 00:00:00 -0700 2021-15186 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15186.pdf