Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/07/19?limit=200&registers=between&mode=atom 2024-11-23T12:40:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15199.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Definitions of Retail Orders and Retail Liquidity Provider Orders and Disseminate a Retail Liquidity Identifier Under the IEX Retail Price Improvement Program 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15199 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15199.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15198.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15198 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15198.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15197.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15197 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15197.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15196.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15196 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15196.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15195.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Electronic Market Maker Obligations and Quoting Requirements 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15195 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15195.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15194.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15194 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15194.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15193.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Certain Fees Related to Qualified Contingent Cross Orders and the Clearing Trading Permit Holder Fee Cap 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15193 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15193.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15192.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15192 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15192.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15191.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15191 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15191.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15190.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15190 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15190.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15189.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15189 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15189.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15188.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15188 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15188.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15187.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15187 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15187.pdf https://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15186.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B 2021-07-19T00:00:00-07:00 2021-07-19T00:00:00-07:00 2021-15186 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15186.pdf