Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/07/13?limit=200&registers=between&mode=atom 2024-11-27T05:08:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14802.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the FICC Government Securities Division Rulebook, FICC Mortgage-Backed Securities Division Clearing Rules, and FICC Mortgage-Backed Securities Division EPN Rules 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14802 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14802.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14800.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Listing Rule 5910 To Establish Entry and All-Inclusive Annual Listing Fees for Companies Listing Under IM-5101-2 on the Nasdaq Global Market 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14800 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14800.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14799.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14799 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14799.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14798.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14798 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14798.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14797.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14797 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14797.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14796.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14796 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14796.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14795.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Service Guide 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14795 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14795.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14794.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14794 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14794.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14793.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 To Limit Short Term Options Series Intervals 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14793 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14793.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14792.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 6.4-O To Limit Short Term Options Series Intervals 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14792 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14792.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14791.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating To Confidential Information, Market Disruption Events, and Other Changes 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14791 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14791.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14790.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14790 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14790.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14788.html Notice - Hartford Funds Exchange-Traded Trust, et al. 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14788 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14788.pdf https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14787.html Notice - Commonwealth Credit Partners BDC I, Inc., et al. 2021-07-13T00:00:00-07:00 2021-07-13T00:00:00-07:00 2021-14787 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14787.pdf