<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/30?registers=between Fri, 22 Nov 2024 00:29:30 -0800 Fri, 22 Nov 2024 00:29:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/30?registers=between Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to the Exchanges' Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause Outside of Regular Trading Hours https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13917.html https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13917.html Wed, 30 Jun 2021 00:00:00 -0700 2021-13917 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13917.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13916.html https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13916.html Wed, 30 Jun 2021 00:00:00 -0700 2021-13916 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13916.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7300 (Preferenced Orders) https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13915.html https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13915.html Wed, 30 Jun 2021 00:00:00 -0700 2021-13915 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13915.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E To Add a Retail Order Modifier and the NYSE American Equities Price List and Fee Schedule To Cross Reference the Retail Order Modifier https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13914.html https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13914.html Wed, 30 Jun 2021 00:00:00 -0700 2021-13914 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13914.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13913.html https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13913.html Wed, 30 Jun 2021 00:00:00 -0700 2021-13913 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13913.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Settlement Service Guide and the Form of DTC Pledgee's Agreement https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13912.html https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13912.html Wed, 30 Jun 2021 00:00:00 -0700 2021-13912 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13912.pdf Notice - Investcorp Credit Management BDC, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13911.html https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13911.html Wed, 30 Jun 2021 00:00:00 -0700 2021-13911 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13911.pdf Notice - iCapital KKR Private Markets Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13910.html https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13910.html Wed, 30 Jun 2021 00:00:00 -0700 2021-13910 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13910.pdf