Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/30?limit=200&registers=between&mode=atom 2024-11-25T03:01:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13917.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to the Exchanges' Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause Outside of Regular Trading Hours 2021-06-30T00:00:00-07:00 2021-06-30T00:00:00-07:00 2021-13917 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13917.pdf https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13916.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering 2021-06-30T00:00:00-07:00 2021-06-30T00:00:00-07:00 2021-13916 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13916.pdf https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13915.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7300 (Preferenced Orders) 2021-06-30T00:00:00-07:00 2021-06-30T00:00:00-07:00 2021-13915 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13915.pdf https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13914.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E To Add a Retail Order Modifier and the NYSE American Equities Price List and Fee Schedule To Cross Reference the Retail Order Modifier 2021-06-30T00:00:00-07:00 2021-06-30T00:00:00-07:00 2021-13914 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13914.pdf https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13913.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit 2021-06-30T00:00:00-07:00 2021-06-30T00:00:00-07:00 2021-13913 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13913.pdf https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13912.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Settlement Service Guide and the Form of DTC Pledgee's Agreement 2021-06-30T00:00:00-07:00 2021-06-30T00:00:00-07:00 2021-13912 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13912.pdf https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13911.html Notice - Investcorp Credit Management BDC, Inc., et al. 2021-06-30T00:00:00-07:00 2021-06-30T00:00:00-07:00 2021-13911 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13911.pdf https://regulations.justia.com/regulations/fedreg/2021/06/30/2021-13910.html Notice - iCapital KKR Private Markets Fund, et al. 2021-06-30T00:00:00-07:00 2021-06-30T00:00:00-07:00 2021-13910 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-30/pdf/2021-13910.pdf