Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/28?limit=200&registers=between&mode=atom 2024-11-22T00:29:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13845.html Notice - Sunshine Act Meetings 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13845 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13845.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13813.html Notice - Sunshine Act Meeting; Cancellation 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13813 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13813.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13664.html Notice - Capital Southwest Corporation 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13664 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13664.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13663.html Notice - Lord Abbett Floating Rate High Income Fund, et al. 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13663 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13663.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13660.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Ports 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13660 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13660.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13659.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13659 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13659.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13658.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13658 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13658.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13657.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees, at Equity 7, Section 118(e) 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13657 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13657.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13656.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13656 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13656.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13655.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13655 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13655.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13654.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 4 (Obligations of Market Makers), Options 4, Section 3 (Criteria for Underlying Securities), Options 4, Section 8 (Long-Term Options Contracts), and Options 4A, Section 12 (Terms of Index Options Contracts) 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13654 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13654.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13653.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 2165 (Financial Exploitation of Specified Adults) 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13653 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13653.pdf https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13652.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Temporary Remote Inspection Relief to IEX Members for Calendar Year 2021 2021-06-28T00:00:00-07:00 2021-06-28T00:00:00-07:00 2021-13652 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13652.pdf