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https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/24?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/24?registers=between
Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Supplemental Liquidity Deposit Requirements
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13413.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13413.htmlThu, 24 Jun 2021 00:00:00 -07002021-13413Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13413.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for the Complex PRIME (“cPRIME”) Agency Order Credit
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13288.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13288.htmlThu, 24 Jun 2021 00:00:00 -07002021-13288Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13288.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13287.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13287.htmlThu, 24 Jun 2021 00:00:00 -07002021-13287Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13287.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements)
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13286.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13286.htmlThu, 24 Jun 2021 00:00:00 -07002021-13286Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13286.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4702 and 4703 in Light of Planned Changes to the System
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13285.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13285.htmlThu, 24 Jun 2021 00:00:00 -07002021-13285Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13285.pdfNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13284.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13284.htmlThu, 24 Jun 2021 00:00:00 -07002021-13284Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13284.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Historical Intraday Open-Close Volume Data
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13283.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13283.htmlThu, 24 Jun 2021 00:00:00 -07002021-13283Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13283.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Open-Close Data Fees
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13282.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13282.htmlThu, 24 Jun 2021 00:00:00 -07002021-13282Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13282.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Open-Close Data Fees
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13281.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13281.htmlThu, 24 Jun 2021 00:00:00 -07002021-13281Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13281.pdfNotice - Calamos-Avenue Opportunities Fund and Calamos Avenue Management, LLC
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13280.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13280.htmlThu, 24 Jun 2021 00:00:00 -07002021-13280Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13280.pdfNotice - First Eagle Alternative Capital BDC, Inc., et al.
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13278.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13278.htmlThu, 24 Jun 2021 00:00:00 -07002021-13278Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13278.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13251.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13251.htmlThu, 24 Jun 2021 00:00:00 -07002021-13251Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13251.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13248.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13248.htmlThu, 24 Jun 2021 00:00:00 -07002021-13248Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13248.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe C2 Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Cboe Exchange, Inc.; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC and The NASDAQ Stock Market LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13247.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13247.htmlThu, 24 Jun 2021 00:00:00 -07002021-13247Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13247.pdfNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC (“BSTX”)
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13246.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13246.htmlThu, 24 Jun 2021 00:00:00 -07002021-13246Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13246.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13245.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13245.htmlThu, 24 Jun 2021 00:00:00 -07002021-13245Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13245.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Cboe Rules 5.37 and 5.38 in Connection With Allocations at the Conclusion of the Exchange's Automated Improvement Mechanism (“AIM”) and Complex AIM (“C-AIM”) Auctions
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13244.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13244.htmlThu, 24 Jun 2021 00:00:00 -07002021-13244Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13244.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13243.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13243.htmlThu, 24 Jun 2021 00:00:00 -07002021-13243Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13243.pdfNotice - Asset Management Advisory Committee; Meeting
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13206.html
https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13206.htmlThu, 24 Jun 2021 00:00:00 -07002021-13206Noticehttps://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13206.pdf