<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/23?registers=between Mon, 14 Apr 2025 16:05:53 -0700 Mon, 14 Apr 2025 16:05:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/23?registers=between Notice - Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 Under the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13192.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13192.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13192 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13192.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13155.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13155.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13155 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13155.pdf Notice - Nationwide Mutual Funds, et al. https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13116.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13116.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13116 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13116.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 5 https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13105.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13105.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13105 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13105.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Cboe C2 Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13104.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13104.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13104 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13104.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Enhanced Clarity for Deadlines and Processing Times https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13103.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13103.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13103 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13103.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13102.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13102.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13102 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13102.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13101.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13101.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13101 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13101.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Revise Rules 46 and 46A To Permit the Appointment of Trading Officials https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13100.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13100.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13100 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13100.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13099.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13099.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13099 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13099.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 3, “Regular Order Fees and Rebates” and Section 4, “Complex Order Fees and Rebates” https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13098.html https://regulations.justia.com/regulations/fedreg/2021/06/23/2021-13098.html Wed, 23 Jun 2021 00:00:00 -0700 2021-13098 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-23/pdf/2021-13098.pdf