Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/06/09?limit=200&registers=between&mode=atom 2024-11-25T04:05:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12104.html Notice - Submission for OMB Review; Comment Request 2021-06-09T00:00:00-07:00 2021-06-09T00:00:00-07:00 2021-12104 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12104.pdf https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12103.html Notice - Submission for OMB Review; Comment Request 2021-06-09T00:00:00-07:00 2021-06-09T00:00:00-07:00 2021-12103 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12103.pdf https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12102.html Notice - Submission for OMB Review; Comment Request 2021-06-09T00:00:00-07:00 2021-06-09T00:00:00-07:00 2021-12102 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12102.pdf https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12032.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, “General Provisions” and Section 2, “BX Options Market-Fees and Rebates” 2021-06-09T00:00:00-07:00 2021-06-09T00:00:00-07:00 2021-12032 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12032.pdf https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12031.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Supplemental Inventory Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) 2021-06-09T00:00:00-07:00 2021-06-09T00:00:00-07:00 2021-12031 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12031.pdf https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12029.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Nuveen Santa Barbara Dividend Growth ETF, Nuveen Small Cap Select ETF, and Nuveen Winslow Large-Cap Growth ESG ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) 2021-06-09T00:00:00-07:00 2021-06-09T00:00:00-07:00 2021-12029 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12029.pdf https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12026.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Proposed Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Rescind the Rules Related to the OTC Bulletin Board Service 2021-06-09T00:00:00-07:00 2021-06-09T00:00:00-07:00 2021-12026 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12026.pdf