<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/05/25?registers=between Sun, 19 May 2024 16:11:06 -0700 Sun, 19 May 2024 16:11:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/05/25?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Trading on Nasdaq and To Explain How the Opening Transaction for Such a Listing Will Be Effected https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10968.html https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10968.html Tue, 25 May 2021 00:00:00 -0700 2021-10968 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10968.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10961.html https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10961.html Tue, 25 May 2021 00:00:00 -0700 2021-10961 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10961.pdf Notice - Calamos Investment Trust, et al. https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10960.html https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10960.html Tue, 25 May 2021 00:00:00 -0700 2021-10960 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10960.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10959.html https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10959.html Tue, 25 May 2021 00:00:00 -0700 2021-10959 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10959.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10958.html https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10958.html Tue, 25 May 2021 00:00:00 -0700 2021-10958 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10958.pdf