Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/05/25?limit=200&registers=between&mode=atom 2024-05-19T18:24:32-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10968.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Trading on Nasdaq and To Explain How the Opening Transaction for Such a Listing Will Be Effected 2021-05-25T00:00:00-07:00 2021-05-25T00:00:00-07:00 2021-10968 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10968.pdf https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10961.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements 2021-05-25T00:00:00-07:00 2021-05-25T00:00:00-07:00 2021-10961 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10961.pdf https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10960.html Notice - Calamos Investment Trust, et al. 2021-05-25T00:00:00-07:00 2021-05-25T00:00:00-07:00 2021-10960 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10960.pdf https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10959.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-036 2021-05-25T00:00:00-07:00 2021-05-25T00:00:00-07:00 2021-10959 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10959.pdf https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-10958.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2021-05-25T00:00:00-07:00 2021-05-25T00:00:00-07:00 2021-10958 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-10958.pdf