<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/05/20?registers=between Sun, 19 May 2024 21:09:02 -0700 Sun, 19 May 2024 21:09:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/05/20?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Arca Rule 5.3-E To Exempt Registered Investment Companies That List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities Under NYSE Arca Rules From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company https://regulations.justia.com/regulations/fedreg/2021/05/20/2021-10606.html https://regulations.justia.com/regulations/fedreg/2021/05/20/2021-10606.html Thu, 20 May 2021 00:00:00 -0700 2021-10606 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-20/pdf/2021-10606.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Rule 7135 (Execution and Pro Rata Priority) and Rule 8055 (Lead Market Makers) https://regulations.justia.com/regulations/fedreg/2021/05/20/2021-10579.html https://regulations.justia.com/regulations/fedreg/2021/05/20/2021-10579.html Thu, 20 May 2021 00:00:00 -0700 2021-10579 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-20/pdf/2021-10579.pdf