Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/05/17?limit=200&registers=between&mode=atom 2024-11-24T04:34:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10457.html Notice - Sunshine Act Meetings 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10457 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10457.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10340.html Notice - Delaware Wilshire Private Markets Master Fund, et al.; Notice of Application 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10340 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10340.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10319.html Notice - Submission for OMB Review; Comment Request 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10319 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10319.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10316.html Notice - Submission for OMB Review; Comment Request 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10316 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10316.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10278.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend Publication on Certain Proprietary Data Feeds 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10278 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10278.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10277.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10277 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10277.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10276.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Listing Rules Related to Bid/Ask Differentials for Long-Term Options Series 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10276 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10276.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10275.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10275 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10275.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10274.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Options Market LLC Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10274 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10274.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10273.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10273 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10273.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10272.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Policy Relating to Billing Errors 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10272 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10272.pdf https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10164.html Proposed Rule - Performance-Based Investment Advisory Fees 2021-05-17T00:00:00-07:00 2021-05-17T00:00:00-07:00 2021-10164 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10164.pdf