Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/05/14?limit=200&registers=between&mode=atom 2024-11-24T04:37:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10187.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10187 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10187.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10178.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10178 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10178.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10176.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Its Equity and General Rules From Its Current Rulebook Into Its New Rulebook Shell 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10176 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10176.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10175.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10175 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10175.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10174.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 7.35C 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10174 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10174.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10173.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10173 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10173.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10172.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10172 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10172.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10171.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10171 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10171.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10170.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10170 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10170.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10169.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10169 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10169.pdf https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10159.html Notice - Teachers Insurance and Annuity Association of America, et al. 2021-05-14T00:00:00-07:00 2021-05-14T00:00:00-07:00 2021-10159 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10159.pdf