Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/04/13?limit=200®isters=between&mode=atom2024-05-13T16:09:50-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07528.htmlNotice - Order Scheduling Filing of Statements of Review in the Matter of the CBOE BZX Exchange, Inc. for an Order of Approval of Proposed Rule Change To List and Trade Shares of the -1x Short VIX Futures ETF (File No. SR-CboeBZX-2020-070)2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07528Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07528.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07526.htmlNotice - In the Matter of the Cboe BZX Exchange, Inc. For an Order of Approval of Proposed Rule Change To List and Trade Shares of the 2x Long VIX Futures ETF (File No. SR-CboeBZX-2020-053); Order Scheduling Filing of Statements on Review2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07526Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07526.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07497.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07497Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07497.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07496.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07496Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07496.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07495.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Fee Schedule2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07495Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07495.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07494.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-0272021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07494Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07494.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07493.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07493Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07493.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07492.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07492Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07492.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07491.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Insert Language Concerning an Initial Listing Requirement Applicable to American Depository Receipts or Shares2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07491Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07491.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07490.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07490Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07490.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07489.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07489Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07489.pdfhttps://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07488.htmlNotice - The Ohio National Life Insurance Company, et al.2021-04-13T00:00:00-07:002021-04-13T00:00:00-07:002021-07488Noticehttps://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07488.pdf