<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/03/31?registers=between Mon, 20 May 2024 15:53:01 -0700 Mon, 20 May 2024 15:53:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/03/31?registers=between Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt an Excessive Quoting Fee https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-06562.html https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-06562.html Wed, 31 Mar 2021 00:00:00 -0700 2021-06562 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-31/pdf/2021-06562.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules in Options 3 https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-06561.html https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-06561.html Wed, 31 Mar 2021 00:00:00 -0700 2021-06561 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-31/pdf/2021-06561.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules in Options 3 https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-06559.html https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-06559.html Wed, 31 Mar 2021 00:00:00 -0700 2021-06559 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-31/pdf/2021-06559.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend the Waiver of Equipment and Related Service Charges and Trading License Fees for NYSE Trading Floor-Based Member Organizations https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-06558.html https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-06558.html Wed, 31 Mar 2021 00:00:00 -0700 2021-06558 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-31/pdf/2021-06558.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-04360.html https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-04360.html Wed, 31 Mar 2021 00:00:00 -0700 2021-04360 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-03-31/pdf/2021-04360.pdf