<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/03/16?registers=between Wed, 22 May 2024 09:46:24 -0700 Wed, 22 May 2024 09:46:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/03/16?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05456.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05456.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05456 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05456.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05378.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05378.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05378 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05378.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05377.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05377.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05377 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05377.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05376.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05376.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05376 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05376.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options on the Mini-RUT Index (“MRUT” or “Mini-RUT”) https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05348.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05348.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05348 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05348.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05347.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05347.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05347 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05347.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment, No. 1, To Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan is To Complete One or More Business Combinations https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05345.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05345.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05345 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05345.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05344.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05344.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05344 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05344.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendments No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt Listing Rules Related to Board Diversity and To Offer Certain Listed Companies Access to a Complimentary Board Recruiting Solution To Help Advance Diversity on Company Boards https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05343.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05343.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05343 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05343.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05342.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05342.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05342 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05342.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05341.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05341.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05341 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05341.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05340.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05340.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05340 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05340.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures and Options Risk Policy and Futures and Options Risk Procedures and Retirement of the Futures and Options Concentration Charge Policy https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05339.html https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05339.html Tue, 16 Mar 2021 00:00:00 -0700 2021-05339 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05339.pdf