<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/03/11?registers=between Tue, 21 May 2024 20:10:30 -0700 Tue, 21 May 2024 20:10:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/03/11?registers=between Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as its Fee Schedule, To Delete References to the INET and RDOX Routing Options https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05033.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05033.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05033 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05033.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 (Routing to Away Trading Centers), as Well as Its Fee Schedule, To Delete References to the INET and RDOX Routing Options https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05032.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05032.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05032 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05032.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 (Routing to Away Trading Centers), as Well as Its Fee Schedule, To Delete References to the INET and RDOX Routing Options and To Delete All References to the C-LNK Routing and Connectivity Option From Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05031.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05031.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05031 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05031.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as Its Fee Schedule, To Delete References to the INET, RDOX, and TRIMminus Routing Options https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05030.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05030.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05030 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05030.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Stance Equity ESG Large Cap Core ETF Under NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05029.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05029.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05029 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05029.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment Nos. 2 and 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To List and Trade Shares of the 2x Long VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05028.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05028.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05028 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05028.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To List and Trade Shares of the −1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05027.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05027.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05027 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05027.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3301B Regarding Reserve Orders https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05026.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05026.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05026 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05026.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit Firms To File a Form U4 Based on an Electronically Signed Copy of the Form https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05025.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05025.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05025 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05025.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the InsurExpress and Replacements Services From Rule 57 of the NSCC Rules https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05024.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05024.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05024 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05024.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05023.html https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05023.html Thu, 11 Mar 2021 00:00:00 -0800 2021-05023 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05023.pdf