Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/01/28?limit=200&registers=between&mode=atom 2024-05-17T19:10:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01837.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary IM-2020-1 (Temporary Extension for Representatives To Function as Principals) 2021-01-28T00:00:00-08:00 2021-01-28T00:00:00-08:00 2021-01837 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01837.pdf https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01836.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Monthly Fee Assessed on Members' MPIDs 2021-01-28T00:00:00-08:00 2021-01-28T00:00:00-08:00 2021-01836 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01836.pdf https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01835.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Opening Process for Simple Orders 2021-01-28T00:00:00-08:00 2021-01-28T00:00:00-08:00 2021-01835 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01835.pdf https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01834.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Opening Process for Simple Orders 2021-01-28T00:00:00-08:00 2021-01-28T00:00:00-08:00 2021-01834 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01834.pdf https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01833.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Opening Process for Simple Orders 2021-01-28T00:00:00-08:00 2021-01-28T00:00:00-08:00 2021-01833 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01833.pdf https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01831.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Stance Equity ESG Large Cap Core ETF Under NYSE Arca Rule 8.601-E 2021-01-28T00:00:00-08:00 2021-01-28T00:00:00-08:00 2021-01831 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01831.pdf https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01830.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Opening Process for Simple Orders 2021-01-28T00:00:00-08:00 2021-01-28T00:00:00-08:00 2021-01830 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01830.pdf https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01816.html Notice - Proposed Collection; Comment Request 2021-01-28T00:00:00-08:00 2021-01-28T00:00:00-08:00 2021-01816 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01816.pdf