Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2021/01/22?limit=200&registers=between&mode=atom 2024-05-11T18:20:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01530.html Notice - Sunshine Act Meetings 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01530 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01530.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01403.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Options Pricing Schedule 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01403 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01403.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01402.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Way It Handles Odd Lot Orders by Allowing Them To Be Displayed Orders and To Aggregate To Form a Protected Quotation 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01402 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01402.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01341.html Notice - Order Making Fiscal Year 2021 Annual Adjustments to Transaction Fee Rates 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01341 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01341.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01324.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection To Advance Notice To Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01324 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01324.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01311.html Notice - Public Company Accounting Oversight Board; Order Granting Approval of Amendments to PCAOB Interim Independence Standards and PCAOB Rules to Align with Amendments to Rule 2-01 of Regulation S-X 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01311 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01311.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01285.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Silexx Trading Platform Fees Schedule 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01285 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01285.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01284.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Clearing Rules 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01284 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01284.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01283.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Teucrium Water Fund Under NYSE Arca Rule 8.200-E, Commentary .02 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01283 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01283.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01282.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01282 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01282.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01281.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Authorize for Trading Flexible Exchange Options on Full-Value Indexes With a Contract Multiplier of One 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01281 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01281.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01280.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to the EDGX Top Feed 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01280 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01280.pdf https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01279.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to the BZX Top Feed 2021-01-22T00:00:00-08:00 2021-01-22T00:00:00-08:00 2021-01279 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01279.pdf