Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/12/21?limit=200&registers=between&mode=atom 2024-12-17T20:33:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28243.html Notice - Sunshine Act Meeting; Cancellation 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28243 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28243.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28066.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan Is To Complete One or More Business Combinations 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28066 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28066.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28015.html Notice - Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the 2x Long VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) (Trust Issued Receipts) 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28015 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28015.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28014.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28014 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28014.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28013.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Stance Equity ESG Large Cap Core ETF Under NYSE Arca Rule 8.601-E 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28013 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28013.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28011.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Shorten the Time Period Before a Letter of Acceptance, Waiver, and Consent Under Rule 10.9216 and an Uncontested Offer of Settlement Under Rule 10.9270(f) 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28011 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28011.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28010.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28010 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28010.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28009.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28009 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28009.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28008.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 5.3-E To Exempt Registered Investment Companies That List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities Under NYSE Arca Rules From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Company 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28008 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28008.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-28007.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-28007 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-28007.pdf https://regulations.justia.com/regulations/fedreg/2020/12/21/2020-24781.html Rule - Use of Derivatives by Registered Investment Companies and Business Development Companies 2020-12-21T00:00:00-08:00 2020-12-21T00:00:00-08:00 2020-24781 Rule https://www.govinfo.gov/content/pkg/FR-2020-12-21/pdf/2020-24781.pdf