<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/12/08?registers=between Tue, 26 Nov 2024 10:21:25 -0800 Tue, 26 Nov 2024 10:21:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/12/08?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Availability of Information for the iShares Gold Trust and the iShares Silver Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and iShares S&P GSCI Commodity-Indexed Trust Under Rule 8.203-E (Commodity Index Trust Shares) https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26902.html https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26902.html Tue, 08 Dec 2020 00:00:00 -0800 2020-26902 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-08/pdf/2020-26902.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26901.html https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26901.html Tue, 08 Dec 2020 00:00:00 -0800 2020-26901 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-08/pdf/2020-26901.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend IM-5101-1 (Use of Discretionary Authority) To Deny Listing or Continued Listing or To Apply Additional and More Stringent Criteria to an Applicant or Listed Company Based on Considerations Related to the Company's Auditor or When a Company's Business Is Principally Administered in a Jurisdiction That Is a Restrictive Market https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26898.html https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26898.html Tue, 08 Dec 2020 00:00:00 -0800 2020-26898 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-08/pdf/2020-26898.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt a New Requirement Related to the Qualification of Management for Companies From Restrictive Markets https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26897.html https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26897.html Tue, 08 Dec 2020 00:00:00 -0800 2020-26897 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-08/pdf/2020-26897.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 6.78A-O Regarding In-Kind Exchanges of Options Positions in Connection With Exchange-Traded Fund Shares and Unit Investment Trust Interests https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26896.html https://regulations.justia.com/regulations/fedreg/2020/12/08/2020-26896.html Tue, 08 Dec 2020 00:00:00 -0800 2020-26896 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-08/pdf/2020-26896.pdf